NORMAN BRADFORD TUCKER at ROYAL ALLIANCE ASSOCIATES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2479384
NORMAN BRADFORD TUCKER is an Investment Adviser, associated with ROYAL ALLIANCE ASSOCIATES, INC. located at LA QUINTA, CA. NORMAN TUCKER’s Central Registration Depository (CRD) number is 2479384 and the FINRA Profile can be found at –

Disclosure #1 for NORMAN TUCKER

    • Event Date: 4/9/2002
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Damage Amount Requested: $226,249.00
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like NORMAN BRADFORD TUCKER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by NORMAN BRADFORD TUCKER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About NORMAN BRADFORD TUCKER

What is NORMAN TUCKER’s Central Registration Depository (CRD) Number?


Which firm is NORMAN BRADFORD TUCKER associated with?


Where is NORMAN TUCKER located?


Where can I find more details about NORMAN TUCKER’s Investment Firm?

Visit to read a detailed report for ROYAL ALLIANCE ASSOCIATES, INC.

Are there any disclosures, allegations or complaints filed against NORMAN BRADFORD TUCKER?

Yes. There are disclosures, allegations, or complaints filed against NORMAN BRADFORD TUCKER. Click here to view all details

Where can I download a detailed FINRA report for NORMAN TUCKER?

Click here to download a detailed FINRA report for NORMAN TUCKER

Is it safe to do business with NORMAN BRADFORD TUCKER?

We’re not sure. Please research NORMAN TUCKER’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:32 pm



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